Compliance Analyst

We are looking for a Compliance Analyst to join our team at Partners&!

If you’re considering a new chapter in your career and would like to work with a people-centric, collaborative, and values-driven business, we have an opportunity for you. We’re looking for positive people with a can-do attitude to join our Partners& family.

We are a rapidly growing business that is passionate about our people and clients. Our purpose is to interact with clients in a more holistic and dynamic way and to challenge the norm. We have created an ecosystem that includes other like-minded professionals & we believe having great individuals in our business makes for a great client experience. The purpose of this role is to play a key role in ensuring the company complies with all relevant regulations and operates within a sound regulatory framework. This is supported by a collaborative and structured team approach on an ongoing basis.

Responsibilities

• Supporting the Group COO and Regulatory Director in establishing a structured approach to Risk Management and Compliance, by developing and implementing the Group’s Risk & Compliance strategy.
• Delivering compliance controls and oversight of new and existing and new placement contracts throughout the distribution chain.
• Evaluating the efficiency of controls and improve them continuously.
• Working closely with core business units, delivering regulatory advice and oversight.
• Supporting the preparation of MI & reports for senior management and external regulatory bodies as appropriate.
• Keeping abreast of regulatory developments within or outside of the company as well as evolving best practices in compliance control.

Qualifications

• Cert CII (or similar) obtained or studying towards, but not essential.

Experience / skills

• Appropriate previous experience of working in Regulated Financial Services.
• Knowledge of the industry’s standards and regulations.
• An analytical mindset with the ability to identify and analyse problems and develop effective solutions.
• Good communication skills at all levels and ability to build relationships.
• Accurate, reliable, with excellent attention to detail.